-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EP7qZwu0CMpbPvjoWdUYNVZD3psdfuok455/E0sE886Fl4/cZKwCiE7yVIJpQWyJ 1yvFB/guK1Rjy03g/XGYCA== 0000912057-00-018447.txt : 20000418 0000912057-00-018447.hdr.sgml : 20000418 ACCESSION NUMBER: 0000912057-00-018447 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000417 GROUP MEMBERS: GREEN RIVER FUND I L P GROUP MEMBERS: GREEN RIVER II, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEWMIL BANCORP INC CENTRAL INDEX KEY: 0000807524 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061186389 STATE OF INCORPORATION: CT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-38945 FILM NUMBER: 603423 BUSINESS ADDRESS: STREET 1: 19 MAIN ST STREET 2: PO BOX 600 CITY: NEW MILFORD STATE: CT ZIP: 06776 BUSINESS PHONE: 203-355-76 MAIL ADDRESS: STREET 1: P O BOX 600 CITY: NEW MILFORD STATE: CT ZIP: 06776 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREEN RIVER FUND I L P CENTRAL INDEX KEY: 0001111149 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061541310 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O GREEN RIVER FUND I LP STREET 2: 177 BROAD STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2039731400 SC 13G 1 SCHEDULE 13G CUSIP No. 651633109 13G UNITED STATES SECURITIES & EXCHANGE COMMISSION WASHINGTON D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. __)* NEWMIL BANCORP, INC. -------------------- (Name of Issuer) COMMON STOCK, $0.5 PAR VALUE ------------------------------ (Title of Class of Securities) 651633109 -------------- (CUSIP Number) APRIL 6, 2000 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 651633109 13G Page 2 of 9 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Green River Fund I, L.P., a Delaware limited partnership (IRS Identification No. 06-1541310), the sole general partner of which is Green River Management I, L.L.C., a Delaware limited liability company. The sole managing member of Green River Management I, L.L.C. is Terence M. Hogan. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION A Delaware limited partnership. The sole general partner is a Delaware limited liability company whose member is an individual who is a United States citizen. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 166,915 shares of Common Stock Number of -------------------------------------------------------------- Shares Beneficially 6 SHARED VOTING POWER Owned By -0- Each -------------------------------------------------------------- Reporting Person 7 SOLE DISPOSITIVE POWER With 166,915 shares of Common Stock -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 166,915 shares of Common Stock - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) /X/ - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.6% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - -------------------------------------------------------------------------------- CUSIP No. 651633109 13G Page 3 of 9 - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Green River Fund II, L.P., a Delaware limited partnership (IRS Identification No. 06-156217), the sole general partner of which is Green River Management I, L.L.C., a Delaware limited liability company. The sole managing member of Green River Management I, L.L.C. is Terence M. Hogan. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) / / (b) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION A Delaware limited partnership. The sole general partner is a Delaware limited liability company whose member is an individual who is a United States citizen. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 17,385 shares of Common Stock Number of -------------------------------------------------------------- Shares Beneficially 6 SHARED VOTING POWER Owned By -0- Each -------------------------------------------------------------- Reporting Person 7 SOLE DISPOSITIVE POWER With 17,385 shares of Common Stock -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 17,385 shares of Common Stock - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) /X/ - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) PN - -------------------------------------------------------------------------------- CUSIP No. 651633109 13G Page 4 of 9 ITEM 1. (a) Name of Issuer: NewMil Bancorp, Inc. (b) Address of Issuer's Principal Executive Offices: 19 Main St., P.O. Box 600 New Milford, Connecticut 06776 ITEM 2. (a) Name of Person Filing: (i) Green River Fund I, L.P. is a Delaware limited partnership. The name of the general partner of Green River Fund I, L.P. is Green River Management I, L.L.C., a Delaware limited liability company, whose business address is 177 Broad Street, Stamford, CT 06901. The name and business address of the sole managing member of Green River Management I, L.L.C. is: Terence M. Hogan, the business address of whom is 177 Broad Street, Stamford, CT 06901. (ii) Green River Fund II, L.P. is a Delaware limited partnership. The name of the general partner of Green River Fund II, L.P. is Green River Management I, L.L.C., a Delaware limited liability company, whose business address is 177 Broad Street, Stamford, CT 06901. The name and business address of the sole managing member of Green River Management I, L.L.C. is Terence M. Hogan, the business address of whom is 177 Broad Street, Stamford, CT 06901. (b) Address of Principal Business Office or, if none, Residence: (i) Green River Fund I, L.P. 177 Broad Street Stamford, CT 06901 (ii) Green River Fund II, L.P. 177 Broad Street Stamford, CT 06901 (c) Citizenship: (i) Green River Fund I, L.P. is a Delaware limited partnership. Its general partner is a Delaware limited liability company. The sole managing member of the general partner is a citizen of the United States. CUSIP No. 651633109 13G Page 5 of 9 (ii) Green River Fund II, L.P. is a Delaware limited partnership. Its general partner is a Delaware limited liability company. The sole managing member of the general partner is a citizen of the United States. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 651633109 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (C), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or dealer registered under section 15 of the Act (15 U.S.C.78o) (b) / / Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) / / Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) / / Investment company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (e) / / An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E); (f) / / An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F); (g) / / A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G); (h) / / A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) / / A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) / / Group, in accordance with section 240.13d-1(b)(1)(ii)(J) If this statement is filed pursuant to Rule 13d-1(c), check this box. /X/ ITEM 4. OWNERSHIP. CUSIP No. 651633109 13G Page 6 of 9 The following information is provided as of April 6, 2000: (a) Amount beneficially owned: (i) Green River Fund I, L.P. is the beneficial owner of 166,915 shares. (ii) Green River Fund II, L.P. is the beneficial owner of 17,385 shares. (b) Percent of class: (i) 4.6% for Green River Fund I, L.P.; and (ii) 0.5% for Green River Fund II, L.P. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 166,915 shares for Green River Fund I, L.P.; and 17,385 shares for Green River Fund II, L.P. (ii) Shared power to vote or to direct the vote: 0 shares for Green River Fund I, L.P.; and 0 shares for Green River Fund II, L.P. (iii) Sole power to dispose or to direct the disposition of: 166,915 shares for Green River Fund I, L.P.; and 17,385 shares for Green River Fund II, L.P. (iv) Shared power to dispose or to direct the disposition of: 0 shares for Green River Fund I, L.P.; and 0 shares for Green River Fund II, L.P. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. CUSIP No. 651633109 13G Page 7 of 9 No other person has the right to receive or the power to direct the receipt of dividends from, or proceeds from the sale of, the securities owned by Green River Fund I, L.P. and Green River Fund II, L.P. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. Not applicable. CUSIP No. 651633109 13G Page 8 of 9 SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each of Green River Fund I, L.P. and Green River Fund II, L.P. certifies that the information set forth in this statement is true, complete and correct. April 17, 2000 GREEN RIVER FUND I, L.P. By: Green River Management I, L.L.C. By: /s/ Terence M. Hogan -------------------------------------- Terence M. Hogan Managing Member GREEN RIVER FUND II, L.P. By: Green River Management I, L.L.C. By: /s/ Terence M. Hogan -------------------------------------- Terence M. Hogan Managing Member CUSIP No. 651633109 13G Page 9 of 9 Exhibit A JOINT FILING AGREEMENT In accordance with Rule 13d-1 under the Securities and Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing on behalf of each of them on a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, $.5 par value per share, of NewMil Bancorp, Inc. and that this Agreement be included as an Exhibit to such joint filing. IN WITNESS WHEREOF, the undersigned hereby execute this Agreement on April 17, 2000. GREEN RIVER FUND I, L.P. By: Green River Management I, L.L.C. By: /s/ Terence M. Hogan -------------------------------------- Terence M. Hogan Managing Member GREEN RIVER FUND II, L.P. By: Green River Management I, L.L.C. By: /s/ Terence M. Hogan -------------------------------------- Terence M. Hogan Managing Member -----END PRIVACY-ENHANCED MESSAGE-----